Nordea Bank Abp flagging notification: The Goldman Sachs Group, Inc.’s holding crosses threshold of five percent
Nordea Bank Abp
Stock exchange release – Major shareholder announcements
9 December 2022 at 16.30 EET
The Goldman Sachs Group, Inc.'s indirect shareholding of Nordea Bank Abp’s shares and voting rights has crossed the threshold of five percent, according to a notification Nordea received under Chapter 9, Section 10 of the Securities Markets Act (SMA). The threshold was crossed on 2 December 2022.
The total number of shares and voting rights in Nordea Bank Abp is 3,675,904,202.
According to the notification received by Nordea from The Goldman Sachs Group, Inc., certain cash-settled financial instruments were not previously delta adjusted for the issuer “Nordea Bank Abp” due to a systematic issue, which has now been resolved. The position which The Goldman Sachs Group, Inc. is now disclosing reflects its current holding in Nordea Bank Abp.
Total positions of The Goldman Sachs Group, Inc. and its controlled undertakings and funds according to the notification:
|
|
% of shares and voting rights (total of A) |
% of shares and voting rights |
Total of both in % (A + B) |
|---|---|---|---|
|
Resulting situation on the date on which threshold was crossed or reached |
0.74% |
6.19% |
6.93% |
|
Position of previous notification (if applicable) |
N/A |
N/A |
N/A |
Notified details of the resulting situation on the date on which the threshold was crossed or reached:
A: Shares and voting rights
|
Class/type of shares |
Number of shares and voting rights |
% of shares and voting rights |
||
|---|---|---|---|---|
|
|
Direct |
Indirect |
Direct |
Indirect |
|
FI4000297767 |
|
24,034,464 |
|
0.65% |
|
US65558R1095 |
|
3,300,766 |
|
0.09% |
|
SUBTOTAL A |
27,335,230 |
0.74% |
||
B: Financial instruments according to SMA 9:6a
|
Type of |
Expiration |
Exercise/Conversion |
Physical or cash |
Number of shares and |
% of shares and |
|---|---|---|---|---|---|
Per appendix |
|
|
|
|
|
|
|
|
|
SUBTOTAL B |
227,550,116 |
6.19% |
Information of the controlled undertakings through which the shares, voting rights and financial instruments are effectively held, unspecified, as provided in the notification sent to Nordea:
|
Name |
% of shares and voting rights |
% of shares and voting rights |
Total of both |
|---|---|---|---|
|
The Goldman Sachs Group, Inc. |
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Goldman Sachs (UK) L.L.C. |
|
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Goldman Sachs Group UK Limited |
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Goldman Sachs International |
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The Goldman Sachs Group, Inc. |
|
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GSAM Holdings LLC |
|
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Goldman Sachs Asset Management, L.P. |
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Goldman Sachs Asset Management International Holdings L.L.C. |
|
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Goldman Sachs Asset Management Co., Ltd. |
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The Goldman Sachs Group, Inc. |
|
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Goldman Sachs & Co. LLC |
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The Goldman Sachs Group, Inc. |
|
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Goldman Sachs Bank USA |
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Goldman Sachs Bank Europe SE |
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The Goldman Sachs Group, Inc. |
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IMD Holdings LLC |
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United Capital Financial Partners, Inc. |
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United Capital Financial Advisers, LLC |
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The Goldman Sachs Group, Inc. |
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Folio Financial, Inc. |
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Folio Investments Inc. |
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The Goldman Sachs Group, Inc. |
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The Goldman Sachs Trust Company, National Association |
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The Goldman Sachs Trust Company of Delaware |
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The Goldman Sachs Group, Inc. |
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GS Finance Corp. |
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The Goldman Sachs Group, Inc. |
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Goldman Sachs (UK) L.L.C. |
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Goldman Sachs Group UK Limited |
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Goldman Sachs International Bank |
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The Goldman Sachs Group, Inc. |
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GS Global Markets, Inc. |
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Goldman Sachs Finance Corp International Ltd |
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The Goldman Sachs Group, Inc. |
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Murray Street Corporation |
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Sphere Fundo de Investimento Multimercado - Investimento no Exterior Credito Privado |
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Sphere Fund |
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The Goldman Sachs Group, Inc. |
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Goldman Sachs Do Brasil Banco Multiplo S/A |
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The Goldman Sachs Group, Inc. |
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GSAM Holdings LLC |
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NNIP Holdings LLC |
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NNIP UK Holdings I Ltd |
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NNIP UK Holdings II Ltd |
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NNIP Holdings I B.V. / NNIP Holdings II B.V. |
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NN Investment Partners Holdings B.V. |
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The Goldman Sachs Group, Inc. |
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GSAM Holdings LLC |
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GSAMI Holdings I Ltd |
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GSAMI Holdings II Ltd |
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Goldman Sachs Asset Management International Holdings Ltd |
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Goldman Sachs Asset Management International |
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For further information:
Matti Ahokas, Head of Investor Relations, +358 9 5300 8011
Group Communication, +358 10 416 8023 or [email protected]
The information provided in this stock exchange release was submitted for publication, through the agency of the contacts set out above, at 16.30 EET on 9 December 2022.
We are a universal bank with a 200-year history of supporting and growing the Nordic economies – enabling dreams and aspirations for a greater good. Every day, we work to support our customers’ financial development, delivering best-in-class omnichannel customer experiences and driving sustainable change. The Nordea share is listed on the Nasdaq Helsinki, Nasdaq Copenhagen and Nasdaq Stockholm exchanges. Read more about us at nordea.com.